Default Rules, Altering Rules and Mandatory Rules

UCC §§ 1-103

Construction of Uniform Commercial Code to Promote its Purposes and Policies: Applicability of Supplemental Principles of Law.

  1. The Uniform Commercial Code must be liberally construed and applied to promote its underlying purpose and policies, which are: (1) to simplify, clarify and modernize the law governing commercial transactions; (2) to permit the continued expansion of commercial practices through custom, usage and agreement of the parties; and (3) to make uniform the law among the various jurisdiction.

  2. Unless displaced by the particular provisions of the Uniform Commercial Code, the principles of law and equity, including the law merchant and the law relative to capacity to contract, principal and agent, estoppel, fraud, misrepresentation, duress, coercion, mistake, bankruptcy, and other validating or invalidating cause supplement its provisions.

UCC §§ 2-102

Scope; Certain Security and Other Transactions Excluded From This Article.

Unless the context otherwise requires, this Article applies to transactions in goods; it does not apply to any transaction which although in the form of an unconditional contract to sell or present sale is intended to operate only as a security transaction nor does this Article impair or repeal any statute regulating sales to consumers, farmers or other specified classes of buyers.

Consideration: Hamer v. Sidway

Benefit-detriment conception of consideration

  • Either an actual benefit to the promisor or
  • a legal detriment to the promise is a sufficient consideration.
  • The consideration requirement is meant to preclude legal enforcement of gratuitous promises, promises for which there is no return promise.

Legal detriment

A legal detriment means promising to do anything that you didn’t have to do or promising to forbear from doing anything that you might have done.

Under Hammer v, Sidway, a return promise to be a sufficient consideration doesn’t have to be an actual detriment, it is enough for it to be a “legal” detriment to the promisee.

Restatement (Second) § 71 Bargain conception of consideration

  1. To constitute consideration, a performance or a return promise must be bargained for.
  2. A performance or return promise is bargained for if it is sought by the promisor in exchange for his promise and is given by the promisee in exchange for that promise.

Situation

  1. Uncle promised his nephew that he would pay him $5,000 if the nephew refrain from drinking, using tobacco, swearing and playing cards or billiards for money until he became 21 years old.

  2. The nephew assented thereto, and fully performed the conditions

  3. The nephew turned 21, and the uncle promised again to keep the money for him

  4. The uncle died without paying the nephew

Sidway’s (representing the uncle) argument:

Uncle’s promise to pay is not enforecable because the necessary consideration. Sidway argued that in return for the uncle’s promise, the nephew hadn’t given up enough because nephew had only promised to forbear from doing things that would have harmed him.

Summary:

  • Consideration is a requirement for a contractual promise to be enforce.
  • Under Hamer, consideration could be either a promisor benefit or a legal detriment to the promisee.
  • Because of problems with the legal detriment test, modern courts tend now to require that the promiseee’s return promise was bargained for - that the return promise actually induced the promisor to make his promise.

Promissory Estoppel: Ricketts v. Scothorn

Promissory estoppel, another basis for enforcing promises without bargain for exchange.

Restatement (Second) § 90 Promissory Estoppel

“A promise which the promisor should be reasonably expect to induce action or forbearance on the part of the promisee or a third person and which does induce such action or forbearance is binding if injustice can be avoided only by enforcement of the promise. The remedy granted for breach may be limited as justice requires.”

–> pay attention: there are 3 elements required:

  1. The promisor should have expected the promise to induce reliance
  2. The promise actually induces reliance
  3. The injustice can be avoided only by enforcement of the promise

Expectation damages

Expectation damages put the promisee inthe position she would have been in had the promise been performed.

Reliance damages

Reliance damages compensate the promisee for the costs incurred in reliance on the breached promise and so put the promisee in the position she would have been in had she never relied on the breached promise.

Situation

  • The old gentlemen “took out a piece of paper in the shape of a note; that is the way it looked to me; and he says to Miss Scothorn, ‘I have fixed out something that you have not got to work any more.’ He says, ‘None of my grandchildren work and you don’t have to’.

  • A year later, with the consent and assistance of her grandfather, she got a new job. Miss Scothorn sued the executor of her grandfather’s estate for the remaining balance.

–> In this case, there is NO consideration. Her quitting her job as a bookkeeper is voluntary and is not a condition to receive money from her grandfather.

Ruling

Despite the lack of consideration, the court held that justice required the promise to be enforced.

The grandfather “intentionally influenced the plaintiff to alter her position for the worse on the faith of the note being paid when due, [so] it would be grossly inequitable to permit the maker, or his executor, to resist payment on the ground that the promise was given without consideration.”

Summary

  • Sometimes, consideration is not needed to enforce a promise.
  • If a promisee reasonably relies on a promise and changes her position accordingly, the promise may be binding even without consideration, if justice so requires.
  • However, the remedy granted for the breach may be limited to compensate the promisee for her reliance, and the court need not wawrd the full value of the promise.

Changed Circumstances: Bolin Farms v. American Cotton Shippers

(Before) pacta sunt servanda. Parties must abide by contracts no matter what

Paradine (English case from 1647):

When the party by his own contract creates a duty or charge upon himself, he is bound to make it good, if he may, notwithstanding any accident by inevitable necessity, because he might have provided against it by his contract.

UCC § 2-615 (Courts are now more lenient)

Non-delivery…by a seller…is not a breach of his duty under a contract for sale if performance as agreed has been made impracticable by the occurrence of a contingency the non-occurrence of which was a basic assumption on which the contract was made…

Summary

  • Parties are bound by their contracts, even when they made a bad bargain and stand to lose money.
  • It is sometimes possible for changed circumstances to invalidate a contract, but only if the parties never considered the possibility of the change.

Unconscionability: William v. Walker- Thomas Furniture Case

UCC § 2-302(1)

If the court finds as a matter of law… nay clause of the contract to have been unconscionable at the time it was made the court may refuse to enforce the contract…

This section is intended to make it possible for the courts to police against the contracts or clauses which they find to be unconscionable…The basic test is whether, in the light of the general commercial background and the commercial needs of the particular trade or case, the clauses are so one-sided as to be unconscionable under the circumstances existing at the time of the making of the contract…The principle is one of the prevention of oppression and unfair surprise ” - § 2-302, comment 1

Unconscionability: Judge Wright

  • an absence of meaningful choice on the part of one of the parties” AND
  • contract terms which are unreasonably favorable to the other party

Epstinian Inversion

  • Would a libertarian more concerned with procedural or substantive unconscionability? should be procedural, but

  • Substantive unconscionability can be evidence of procedural unconscionability

Situation

Procedural unconscionability:

Defects in the contractual bargaining process

Substantive unconscionability:

Unfairness in the outcome of that process - i.e., in the contractual terms

Usually both must be present for a court to declare a contract unconscionable.

Judge Danaher’s Dissent

  • Many poor people lack credit and thus pose a risk to companies selling goods on installment. He suggested that companies might only be willing to sell goods to those when their pricing policies can commensurate with the risk. If the courts refused to enforce Walker-Thomas Furniture Company’s contracts, might the company cease selling expensive items to low-income purchasers at all?

  • Courts v. Congress - who should decide what contractual terms are too exploitative?

Property Rules, Liability Rules and Inalienability

Property Rules:

  • Property Rules deter taking
  • punitive in nature
  • often involve jail time or punitive fines

Liability Rules:

  • Compensate for taking

How is Legal Right Protected? it can be complex because it can be a mix of both.

  • Take by who?

    Your home is protected by property rules against other citizen to take your home, but only liability rules applied when it is taken by the government

  • How is it taken? If you intentionally take my car, then the criminal law sends you to jail, but if you negligently destroy my car, the tort law only requires you to compensate me

Transaction Cost Theory

Calabresi & Melamed suggest that

  • property rules are more efficient when transaction costs are low
  • liability rules are more efficient when transaction costs are high

For example, dock owner who has the entitlement to exclusively use a dock under normal circumstances where the third parties have an opportunity to bargain to rent dock use, the entitlement is protected by a property rule

But tort doctrine of necessity says that under unusual exigencies of a severe storm where third parties may not have the opportunity to contract, a ship owner can use your dock without your consent and only have to pay you reasonable compensation (liability rule).

Contractual Rights

  • usually protected not by property rules but by liability rules (compensate the non-breaching party)

Substantial Performance: Jacob & Youngs vs. Kent

Two main issues

  1. Was the installation of Eeading pipe a constuctive condition precedent to the owner’s duty to pay the last installment due ot were the promises to pay and to install Reading pipe independent?

  2. Is the measure of damage for a breach by the builder the

    • cost of performance: in this case the cost of tearing down the wall and replace the pipes to Reading pipes. OR
    • diminution in value: in this case would be 0 because the pipes installed are of the same price and quality of the Reading pipes.

Duty to Pay Rules

  1. Perfect Tender -> don’t need to pay (defensive) unless everything is done exactly to the contract

  2. Independent Promises -> Unconditional Contractual Duty to Pay -> if somebody contract with you to sell you a car but show up empty-handed, you still need to pay the money, and can only sue (offensive) for the damage later

  3. Substantial Performance by Cardozo (somewhere in between): “Where a breach is trivial AND innocent, a breach may be atoned for by allowance of the resulting damage.” The non-breaching party has no duty to pay if there is

    • Willful breach OR
    • Less than substantial performance

What is substantial performance

Factors for determining material breach in the Second Restatement:

  1. the extent to which the injured party will be deprived of the benefit which he reasonably expected;
  2. The extent to which the injured party can be adequately compensated for the part of that benefit of which he will be deprived;
  3. the extent to which the party failing to perform or to offer to perform will suffer forfeiture;
  4. the likelihood that the party failing to perform or to offer to perform will cure his failure, taking account of all the circumstances including any reasonable assurances;
  5. the extent to which the behavior of the party failing to perform or to offer to perform comports with standards of good faith and fair dealing.

Thress Purposes of Contract Remedies: Sullian v. O’Connor

Restatement (Second) § 344

Judicial remedies under the rules stated in this Restatement serve to protect one or more of the following interests of a promisee:

  1. his “expectation interest”, which is his interest in having the benefit of his bargain by being put in as good position as he would have been in had the contract been performed,
  2. his “reliance interest”, which is his interest in being reimbursed for loss caused by reliance on the contract by being put in as good a position as he would have been in had the contract NOT been made, OR
  3. his “restitution interest”, which is his interest in having restored to him any benefit that he has conferred on the other party.

Situation

Expectation Interest (Expectancy Damages)

  • Most common type of damages in contract
  • Compare the position the plaintiff would had been in if the defendant perfectly perform the procedure to the position the plaintiff is in now
  • Puts the plaintiff in as good a position as she would have been in if the contract had been fulfilled according to plan.
  • In this case, plaintiff would get:
    • Difference in value between Hedy Lamarr’s (an American actress) nose and the nose she ended up with.
    • Pain and suffering for the third operation.
  • Note that plaintiff does NOT get a refund, because she would have paid for the operation even if everything had gone well.

Reliance Interest

  • Puts the plaintiff as good a position as she would have been in if the contract had never existed.
  • In this case, plaintiff would get:
    • Difference in value between the nose she started with and the nose she ended up with.
    • Cost of the operations.
    • Pain the suffering.
  • Note that the value of Hedy Lamarr’s nose doesn’t matter for reliance

Restitution Interest

  • Less common form of damages.
  • While reliance and expectation focus on plaintiff’s position, restitution focuses on defendant’s position.
  • Restitution is retrives from the defendant all of the benefit he got from the transaction - chiefly the fee paid.
  • Justice Kaplan dismisses this type of damages as “plainly too meager”.

Summary

  • Expectancy: Plaintiff should get full benefit of the contract
  • Reliance: Plaintiff should be left no worse off by the contract
  • Restitution: Defendant should not benefit from the breach

The plaintiff has the option to choose which one is most beneficial.

Gratuitous Promises: Kirksey v. Kirksey

Restatement (Second) § 71

To constitute consideration, a performance or a return promise must be barginaed for and a performance or return promise is bargained for if it is sought by the promisor in exchange for his promise and is given by the promisee in exchange for that promise.

Summary

  • The judge ruled against the plaintiff that the performance was not bargained for so there was no consideration
  • The Promisory Estoppel did not apply because this doctrine was not established yet

The Meaning of Consideration: Langer v. Superior Steel Corp.

Restatement (First) § 75

Consideration for promise is:

  1. An action other than a promise, OR
  2. A forbearance, OR
  3. The creation, modification, or destruction of a legal relation, OR
  4. A return promise, bargained for and given in exchange for the promise

Comment c: “the fact that the promisee relies on the promise to his injury, or the promisor gains some advantage therefrom, does not establish consideration without the element of bargain or agreed exchange.”

Restatement (First) § 71

  1. To constitute consideration, a performance or a return promise must be bargained for.
  2. A performance or return promise is bargained for if it is sought by the promisor in exchange for his promise and is given by the promisee in exchange for that promise.

Williston’s Benefit Test

  • Will the occurance of a promise’s condition benefit the promisor?

  • If so, fair inference that the occurance of that condition was requested as consideration for the promise.

    –> The fact that the condition would benefit the promisor suggested the promisor’s promise was meant to induce the promisee’s conduct

Situation

“you will receive. pension of $100 per month as long as you live and preserve your present attitude of loyalty to the company and its officers and are not employed in any competitive occupation”

Was the promise to pay Langer the $100 per month life pension supported by consideration and so enforceable, or was it merely a gratuitous promise?

Ruling

“it is to the advantage of the defendant if the plainfiff,… who, undoubtedly, had the knowledge of the methods used by the exmployer, is not employed by a competitive company… That must have been the inducing reason for inserting that provision”

Nominal Consideration, The Seal and the Model Written Obligation Act

Nominal consideration is the payment of a very small sum, such as one dollar to satisfy the contract’s consideration requirement. As we will see, while many courts REJECT the idea that nominal consideration is sufficient for a contract.

Restatement (Second) § 79 cmt. D

Disparity in value, with or without other circumstances, sometimes indicates that the purported consideration was not in fact barginaed for but was a mere formaility or pretense. Such a sham or “nominal” consideration does not satisfy the requirement of [a contract].

UCC §2-203 cmt. 1

Decline of the Seal. During the early 20th century, many US states passed statutes that radically reduced the legal effect of a sealed writing. Some abolished the seal entirely.

“Every effect of the seal which relates to ‘sealed instruments’ as such is wiped out insofar as contracts for sale for concerned”

UCC §2-209 (1)

An agreement modifying a contract within this Article needs no consideration to be binding.

UCC §2-205 Firm Offers

An offer by a merchant to buy or sell goods in a signed writing which by its terms gives assurance that it will be held open is not revocable, for lack of consideration, during the time stated or if no time is stated for a reasonable time, but in no event may such period of irrevocability exceed three months; but any such term of assurance on a form supplied by the offeree must be separately signed by the offeror.

The Seal

Back then the Common Law Rule: An agreement under seal is binding without consideration if:

  1. It is in writing and sealed
  2. The document containing the promise is delivered
  3. The promisor and promisee are named in the document

The Model Written Obligations Act

A written release or promise made and signed by the person releasing or promising shall not be invalid or unenforceable for lack of consideration, if the writing also contains an additional express statement in any form of language that the signer intends to be legally bound.

–> But the proposal met with a singular lack of success. Only Pennsylvania has adopted and retained the Act

Summary

  1. Common Law Rule: The Seal
  2. Model Written Obligations Act (rejected by all states except Pennsylvania)
  3. Contemporary rule is that nominal consideration is insufficient for a contract

The Intent to Contract: Cohen v. Cowles Media Co.

Summary

  • Default rule: agreements with consideration are legally enforceable unless parties manifest contrary intentions.
  • Exceptions where default rule is flipped:
    • Agreements within families
    • Social engagements
    • Cohen v. Cowles Media Co. –> Bad judge Simonett :(

Apfel v. Prudential-Bache Securities

Situation

Plaintiff provide a electronic trading system. The defendant use it for a few years, and then all other people also use electronic trading system. The defendant stop paying, claiming that the technology was not “novel” and thus there was no consideration

Ruling

The Appeal court rule in favor of the plaintiff

Summary

  • Ideas need not be novel to constitute valid considertion
  • Consideration judged at time of contracting
  • Can be adequate even if it loses its value after contract formation
  • Consideration doctrine does not police the equivalence of consideration (changes being exchange can be of very different as long as it’s bargained for)

Question: what if there is misrepresentation?

Price Unconscionability - Jones v. Star Credit Corp.

UCC § 2-302 Unconscionability

If the Court as a matter of law finds the contractor any clause of the contract to have been unconscionable at the time it was made the court may

  1. refuse to enforce the contract, or
  2. it may enforce the remainder of the contract without the unconscionable clause, or
  3. it may so limit the application of any unconscionable clause as to avoid any unconscionable result.

Situation

Was a contract for the sale of a $300 freezer for over $1200 unconscionable as a matter of law within the meaning of UCC 2-302?

Ruling

“No doubt, the mathematical disparity between $300, which presumably includes a reasonable profit margin, and $900, which is exorbitant on its face, caries the greatest weight”

“These alone, may be sufficient to sustain the decision”

–> this is unique . Usually the court would need to find both procedure and substantive unconscionability to rule the contract is unconscionable. However, this court use primarily the price term and inferred procedural unconscionability from substantive unconscionability.

Where there is an objective disparity in the value of the bargain, courts should be concerned about whether that apparent disparity was in fact bargained for. While the court may still want to protect the subjective value in true bargains, it does not want to impose the disparity on one party when it was not in fact bargained for.

Relying on the price term to find unconscionability under UCC Section 2-203 is controversial . Most courts are reluctant to find the price term unconscionable. For one thing, the term is always disclosed, so there is NO unfair surprise .

Summary

  • Most courts do not inquire into the adequacy of consideration
  • However, a large objective disparity in value can allow the court to infer procedural unconscionability and find the contract unconscionable.
  • In these rare cases, the price term may be sufficient to find the contract unconscionable.

Pre-Existing Duty Rule - Alaska Packers’ Association v. Domenico

Restatement § 73

“Performance of a legal duty owed to a promisor which is neither doubtful nor the subject of honest dispute is not consideration; but a similar performance is consideration if it differs from what was required by the duty in a way which reflects more than a pretense of bargain.”

Pre-Existing Duty Rule

Modifications to contract unsupported by additional consideration or changed circumstances are unenforceable.

Situation

  • Alaska Packer’ contracted to pay its fisherman $50 or $60 for the season
  • But after the expedition began, the fisherman stopped work and demanded a pay increase to $100 for the season.
  • Q: Was the contractual modification supported by consideration?

Ruling

Alaska Packers’ consent to the workers’ demands was “without consideration, for the reason that it was based solely upon the libelants’ agreement to render the exact same services, and none other, that they were already under contract to render

The fisherman waited until “it was impossible for the appellant to secure other men in their places” and, “without any valid cause, absolutely refused to continue the services they were under contract to perform unless the appellant would consent to pay them more money.”

BH Question…isn’t it how strike work in general?

With the question of consideration aside, the court in Alaska Packers is also clearly concerned about the apparent duress exerted by the fishermen. The fishermen seem to be saying to defendants, without justification, unless you pay us more money to do the same work, we will quit and leave you stuck in a remote Alaskan Bay without a paddle

The Case of the Dissatisfied Entertainer

  • Ajax and Bond entered into a written contract whereby the Ajax, a professional entertainer, was to perform at Bond’s resort hotel for $20,000.

  • Ajax had a hit record which virtually overnight made him a star and he demanded a renegotiated fee of $50,000.

  • The trail judge intructed the jury: “If you find that the $20,000 contract was prior to or at the time of the execution of the $50,000 cancelled and revoked by the parties by their mutual consent, then it is your duty to find that there was consideration for the making of the contract in suit and, in the event, the plaintiff is entitle to your verdict in the amount of $30,000.”

  • This opinion has been heavily criticized!!!

    BH: if this can be the case, the fisherman case can also be that the old contract was canceled and then new contract was formed?

Requirement Contracts - McMichael v. Price

Mutuality

  • Neither party can have a “free way out” of a contract
  • Court finds that Price could have breached the contract (if he purchased from someone else) and so he was bound.
  • Parties intended to be mutually bound.

UCC § 2-306(1)

  • “A term which measures the quantity by the output of the seller or the requirements of the buyer means such actual output or requirements may occur in good faith, except that no quantity unreasonably disproportionate to any stated estimate…may be tendered or demanded.”

–> If Price requests no sand or 20 times as much sand as he said he would need, a court would likely find that the amounts required were unreasonably disproportionate to the estimated amounts

–> If Price made reasonable efforts and could not sell any sand, that might not be a breach, but important questions arise as to how much effort and whether the resale must be profitable

Situation

Are requirements contracts void for lack of mutuality?

McMichael stopped supplying sand to Price because he argued that the contract lacks mutuality (and so no consideration?)

Ruling

Count found that the parties’ obligations under the contract:

  • Price (purchase) must purchase sand exclusively from McMichael at the agreed price.
  • McMichael (seller) must supply sand when Price orders

Summary

  • Mutually simply requires that both parties have obligations under the contract
    • Time of Contracting Test: Is there something each party could do that would make it liable for breach of contract?
    • Requirements contracts and output contracts are valid.
  • The UCC requires parties to interact in good faith when they enter into requirements contracts or output contract.

Exclusive Dealing & Implied Promises - Wood v. Lucy, Lady Duff-Gordon

UCC § 2-306(2)

“A lawful agreement by either the seller of the buyer for exclusive dealing the kind of goods concerned imposes unless otherwise agreed an obligation by the seller to use best efforts to supply the goods and by the buyer to use best efforts to promote their sale.”

cmt. 5: “… the exclusive agent is required, although no express commitment has been made, to use reasonable effort and due diligence in the expansion of the market or the promotion of the product.”

Situation

  • Lady Duff-Gordon, born Lucy Christiana Sutherland, was a famous and innovative British fashion designer, whose company, Lucia Limited Company, served an impressive array of famous clients worldwide.
  • Otis F Wood was a prominent New York advertising agent
  • Agreement gave Wood the exclusive right to place endorsements and to market Lady Duff-Gordon’s designs; the parties would split the profit
  • However, Lady Duff-Gordon began listing her products for sale in Sears, Roebuck’s catalog
  • Wood sued. The plaintiff argued that Lady Duff-Gordon breached her contractual promise to Wood of exclusivity by endorsing products and ​earning money therefrom without the plaintiff’s knowledge

Central Issue

The agreement gave Wood the exclusive right to do certain things, to place Duff-Gordon’s endorsements on other designs, market products, grant licenses, and prescribed Wood’s conduct when doing those things. But it’s NOT clear that the contractual terms actually required Wood to endorse, market, or license anything. So it wasn’t clear what he was promising in exchange for Lady Duff-Gordon’s promise of exclusivity. (BH: so is there consideration?)

Cardozo’s Opinion

  • Acknowledge that the literal words of the party’s agreement did not convey any binding obligation on Wood’s part

  • But!! “The law has outgrown its primitive stages of formalism when the precise word was sovereign talisman, and every slip fatal”

  • The whole writing may be ‘instinct with an obligation’ imperfectly expressed

  • Where’s the promise?

    • Exclusive dealing
    • Terms of compensation
    • Context/other terms of agreement

    –> “We are not to suppose that one party was to be placed at the mercy of another”

  • Cardozo argued the acceptance of the exclusive agency was an assumption of its duties.

  • This implied promise to reasonable efforts to bring profits and revenues into existence constituted consideration that created an enforceable agreement and allowed the plaintiff to recover for Lady Duff-Gordon’s breach.

Lady Duff-Gordon and Unconscionability

  • Both this contract and unconscionable contracts appear one-sided
  • But
    • Unconscionable contracts present mutual obligations that courts decline to enforce, while

    • This contract appears to lack mutuality, but the court reads in a promise, rendering it enforceable

      –> Cardozo apparently felt that the one sidedness was NOT a product of procedural defect, but merely an imperfect expression of the exchanged promises.

Implied-in-fact & implied-in-law Bailey v. West

Implied-In-Fact Contracts

“An implied-in-fact contract has the same legal effect as an express contract. The only difference between them is the means by which the parties manifest their agreement. In an express contract, the parties”manifest their agreement by their words, whether written or spoken. In an implied-in-fact contract, the parties’ agreement si inferred, in whole or in part, from their conduct.”

  1. Mutual Agreement AND
  2. Intent to Promise

e.g. You walked into a restaurant and ordered the food. You didn’t say you will pay, but it’s implied. (a reasonable person would assume you intend to pay, not whether you intended to pay when you ordered)

Quasi-Contracts (not a true contract)

  1. A benefit conferred upon defendant by plaintiff AND
  2. Appreciation by defendant of such benefit
  3. Acceptance and retention by defendant of such benefit under such circumstances it would be inequitable to retain the benefit without payment
  • Also known as “implied-in-law contracts” or “constructive contracts” or “unjust enrichment” Quasi-contracts are NOT true contracts. They are obligations imposed by the law in cases where a contract should have existed, but no mutual agreement was present. The main goal of quasi contract as separate cause of action is to remedy the possibility of unjust enrichment, namely one party getting a significant benefit without having to pay for it, leading to an inequitable result.

Quasi-contracts involve obligations that are not chosen, not mutual assented to. They are instead implied-in-law, chosen by courts to emulate the deals that the parties would have agreed to if they had had the chance . For example, a person passed out on sidewalk, and somebody saved the person without consent and later sue for damages (the cost to save the person).

One perspective is whether the they could have reach an mutual agreement, whether express or implied-in-fact. If you provide a service and sue for damage later while you could have asked for an express contract, then it’s unlikely to establish quasi-contract.

Situation

  • The defendant, Richard West, purchased a horse named Bascom’s Folly from Dr. Strauss
  • Defendant’s trainer subsequently discovered that the horse was lame. The trainer tried to send the horse back to Strauss, but Strauss refused to accept it.
  • The horse deliverer then under instructions from defendant’s trainer that he should do whatever he wanted to do with the horse, but that he wouldn’t be on any farm at defendant’s expense
  • delivered the horse to plaintiff/appellant Bailey. Plaintiff accepted the horse understanding that its ownership was disputed and sent bills both to defendant and to Strauss before selling the horse after caring for it for four years.
  • Defendant returned the bills unpaid with notations that he did not own the horse.
  • Plaintiff sued to recover the reasonable value for services rendered.

Questions:

  1. Was there an implied-in-fact contract between plaintiff and defendant?
  2. Was there a quasi-contract (implied-in-law contract) between plaintiff and defendant?

Ruling

“There was no mutual agreement and”intent to promise’ between the plaintiff and the defendant so as to establish a contract ‘implied in fact.’”

NOT implied-in-fact. It wasn’t reasonable for Bailey to think that he had an agreement to board. Bailey didn’t even know with whom he was contracting and sent bills to both West and Strauss. His assumption that he was to take care of this horse was unreasonable. The plaintiff had reason to know that there was no mutual assent. The defendant neither said nor did anything to create reasonable expectations or from which a promise to pay can be implied.

Also NOT quasi-contract (implied-in-law). Defendant never accepted the benefit conferred by the plaintiff, mainly the raising of the horse. The court especially emphasized the importance of respecting individual autonomy in contracts. A person is not required to deal with another unless he so desires, and ordinarily, a person should not be required to become an obligor unless he so desires.

Summary

3 key terms

  • Express contract (writing or oral)
  • implied-in-fact contract
  • quasi-contract (implied-in-law contract, unjust enrichment)

Moral Obligation - Mills v. Wyman

Situation

While traveling abroad, the Wyman’s adult son became ill, without Wyman’s request or consent the plaintiff, Mills, cared for Wyman’s son. Afterwards, Wyman promised to pay Mills for his expenses, but later recanted and refused to pay, Mill sued to enforce Wyman’s promise. The trial court granted defendant a non-suit. The instant court affirmed.

The Central Issue

Was the defendants moral obligation arising from the plaintiffs care for the son sufficient consideration to bind his promise?

Ruling

  • a mere moral obligation combined with a promise is not sufficient to enforce the promise, even when refusal to perform such a promise may be disgraceful.
  • The court acknowledged that moral obligation and a promise are sometimes sufficient to qualify as consideration, but only if there was a pre-existing legal obligation.

Rescuer’s Recompense - Webb v. McGowin

Moral Obligation + Material Benefit = Consideration

“It is well settled that a morel obligation is a sufficient consideration to support a subsequent promise to pay where the promisor has received a material benefit, although there was no original duty or liability resting on the promisor.”

Restatement § 86

  1. A promise made in recognition of a benefit previously received by the promisor from the promisee is binding to the extent necessary to prevent injustice.
  2. A promise is not binding under Subsection (1), (a) if the promisee conferred the benefit as a gift or for other reasons the promisor has not been unjustly enriched; or (b) to the extent that its value is disproportionate to the benefit.

Situation

Webb was an employee at McGowin’s Mill. One day, Webb was badly injured when he saved McGowin’s life by diverting the path of a 75 pound pine block falling from the upper stories of the mill. After the incident, in return for saving his life, McGowin promised to pay Webb $15 every two weeks, or $390 per year for the rest of Webb’s life.

After McGowin’s death, his executor refused to continue the payments. Webb sued for the continuation of the payments. The trial court found for the defendant on basis of defendants demur, but ​the instant court reversed and remanded for new trial.

Central Issue

Is the defendant’s “moral obligation” sufficient consideration to bind him contractually?

Summary

  • A promise given in return for a past good deed creates a “moral obligation” for the promiser.
  • Under the traditional rule a moral obligation does not create a legal obligation, unless there was some pre-existing legal obligation
  • Under the modern rule, it does - at least when the promisee’s past good deed created a “material benefit” for the promisor.
  • The Restatement is consistent with the modern rule.

Remedies for Promissory Estoppel - Allegheny College v. Nat. Chautauqua County Bank

Remedies based on promissory estoppel

2 views:

  • Expectation: this is just like any other contract it does not matter whether reliance was induced or bargain for. One of the main reasons for expectation damages is to ensure that courts fully compensate hidden reliance on bargain contracts.
  • Reliance: promissory estoppel is based on the promisee;s reliance; no contract may ever have been contemplated. In non bargain contracts, courts can just protect reliance unless there’s reason to suspect hidden reliance, in which case they can use the expectation measure for damages.

Restatement (Second) § 90 cmt. D

  • Recovery might “sometimes be limited to restitution or to damages or specific relief measured by the extent of the promisee’s reliance rather than by the terms of the promise.”

Situation

Allegheny College, a college in Northwestern Pennsylvania ran a fund raising drive in 1921 and persuaded Mary Yates Jamestown, who lived in New York, to promise to make a donation of $5,000 upon her death. She signed a document to that effect, and two witnesses signed as well. She donated $100 in 1923 while she was still alive. She later retracted her promise.

Cardozo Ruling

Cardozo notes that judges in New York have adopted the doctrine of promissory estoppel as the equivalent of consideration in connection with our law of charitable subscriptions.

Implied Consideration:

  • Ms. Johnston’s “gift should be known as the Mary Yates Johnston Memorial Fund”
  • By implication it undertook, when it accepted a portion of the “gift” than in its circulars of information and in other customary ways, when making announcement of this scholarship, it would couple with the announcement the name of the donor.

–> another implied consideration from Cardozo

Kellogg dissent

  • Ms. Jamestown’s use of the term gift undermines the idea that the donation was intended to be a quid pro quo
  • her promise to donate was at most an offer. The college never accepted it
  • Ms. Jamestown’s communication with the college as insufficiently concrete and specific to really count as part of the bargaining leading up to a contract, and so there was not even an offer. Colleges and other nonprofits do frequently bargain with donors for naming rights, but it seems highly unlikely that such a bargain took place in Ms. Jamestown’s case. Bargain for naming rights look much more like ordinary contracts.

Statute of Frauds

Restatement (second) § 110

The following classes of contracts are subject to a statute, commonly called the Statute of Frauds, forbidding enforcement unless there is a written memorandum or an applicable exception:

  1. a contract to answer for the duty of another (the suretyship provision);
  2. a contract made upon consideration of marriage (the marriage provision);
  3. a contract for the sale of an interest in land (the land contract provision);
  4. a contract that is not to be performed within one year from the making thereof (the one-year provision).

UCC §2-201

“[A] contract for the sale of goods for the price of $500 or more is not enforceable … unless there is some writing”

Exception

  • Specially manufactured goods
  • Admission in pleadings or testimony that an agreement was reached
  • Goods already received/accepted or payment already made/accepted

Restatement (second) § 134 - did you sign when buying online?

“the signature…may be any symbol made or adopted with an intention, actual or apparent, to authenticate the writing as that of the signer.”

Situation

1677 English Parliament enacts a Statute of Frauds. “For prevention of many Fraudulent Practices which are commonly endeavoured to be upheld by Perjury and Subornation of Perjury”

section 4

“[N]o action shall be brought…unless the agreement upon which such action shall be brought…shall be in writing, and signed by the party to be”

section 17

“no contract for the sale of any goods,…, for the price of ten pounds sterling, or upwards, shall be allowed to be good, except the buyer”

Failure to Comply

  • Agreement will be unenforceable at option of party being sued. Oral contract becomes voidable (NOT void)

Mutual Assents and “Objectively Reasonable Listener” - Embry v. Hargadine

UCC §2-204: Formation in General

UCC §2-205: Firm Offers

An offer by a merchant to buy or sell goods in a signed writing

UCC §2-206: Offer and Acceptance in Formation of Contract (default rule)

Situation

  • Embrey told the president of the company that he would quit his job if he were not given an employment contract for the following year.
  • According to plaintiff, the president replied, go ahead, you’re all right. Get your men out and don’t let that worry you.
  • At this point,
    • the plaintiff believed he had an employment contract.
    • The president argues he never intended for this to be a contract and plaintiff was employee at will throughout this period
  • When employment was terminated early, plaintiff sued for breach of contract.

Ruling

They had to find both that the president uttered the aforementioned phrase and that both parties by such conversation to contract for plaintiffs re employment. The jury found for defendant. The instant court reversed and remanded to find out what words were used.

Central Issue

Was an intention by defendant to contract necessary for a contract to be formed if plaintiff was reasonable in interpreting defendant’s behavior as reemploying him?

  • under the plaintiff’s theory, hargitine accepted the offer by say, go ahead, you’re all right, get your men out, etcetera.
  • The main issue in this case is if the plaintiff was reasonable in interpreting defendants behavior.
  • Is it still necessary for the defendant to have an intention to contract (“meeting of minds”) for a contract to exist?
  • In other words, is it what you say OR what a reasonable listener would have understood you to mean that determines whether a contract exists?
    • The court held that it is not necessary for the defendant to have an intention to contract. What matters is the expressed intentions.

The court is clear that it is really the objective manifestation of consent that controls. What the speaker subjectively meant or what the listener subjectively believed the speak to mean doesn’t count.

  • Parties that intend but don’t manifest don’t have a contract.
  • Parties that don’t intend but do manifest do have a contract.

“Joking Offer” - Lucy v. Zehmer

Situation

  • the defendant Zehmer drafted and executed a short written agreement on the back of a restaurant receipt to sell his farm for $50,000 to the plaintiff
  • Zehmer subsequently refused to consummate the sale, asserting that he didn’t believe Lucy had $50,000 and that the offer was made in jest
  • Lucy sought specific enforcement of the sale agreement, the trial court found for Zehmer and the Instant court reversed

Central Issue

Did Zehmer’s action bind him contractually, despite his claim subjective intent to jest?

Ruling

The court applied the objective theory of manifestation of mutual assent. The undisclosed intention of the promisor is immaterial if his outward actions would lead a reasonable person to conclude that he intends to form a contract.

Efficient point of view for objective rule

Even if some people attach idiosyncratic meaning to their words or actions, it may be more efficient to make those people change rather than to make the majority change. The idiosyncratic bargainers could probably adjust their behavior more easily and at a lower cost than the majority. Part of the efficiency from the objective listener standard is that it allows contract law to avoid jury questions and have disputes decided on the papers. Under a subjective theory, a defendant might cause almost any case to go to trial to decide whether both parties really intended to contract.

If Zehmer wins, written contracts become less useful. A completely subjective theory of intent also creates a serious moral hazard problem. Parties who later wish to get out of or modify regrettable bargains could claim idiosyncratic meanings after the fact.

Malcolm Sharp’s reliance approach, countering objective rule

In light of the costs to individual freedom, the objective test should be employed only where the defendant has induced actual and justified reliance by the plaintiff.

If Zehmer told Lucy that he was joking before Lucy left the bar, then what difference does it make to Lucy? Lucy hasn’t yet relied on the promise, so is not worse off than he would have been had Zehmer told him it was a joke immediately before the signing.

downside…whether the promisee relied on the promise can itself be a matter of dispute that may require jury adjudication of whether there was actual and justified reliance.

“Advertising & Ambiguous Offer” - Lefkowitz v. Great Minn.

Three views of advertisements:

  1. Offers:
    Once they are accepted, they become binding contracts
  2. Notices that goods will be offered:.
    Seller plans to make offers at a particular time and place in the future
  3. Solicitations: Notices that solicits offers:.
    Notices that the seller would like to receive offers from interested buyers

–> In general, advertisements nowadays are usually interpreted belong to categories two and three. Category one is rather exceptional

Situation:

  • On Friday, April 6, 1956, the Great Minneapolis Surplus Store published an advertisement in the newspaper. It advertised Saturday, 9:00 AM sharp, three brand new fur coats worth $1,000. First come first served, one dollar each.
  • The very next day, Morris Lefkowitz went to the store,
    • was the first to present himself at the appropriate counter,
    • asked for the coat and indicated his readiness to pay the sales price of one dollar.
  • But the store refused to sell it to him, telling him that they had a house rule that the advertise offer applied only to women.
  • The following week on Friday the 13th, the Great Minneapolis Surplus Store again placed an ad in the newspaper. This time, advertising scarves and stoles. In particular, they advertised one black lapin stole, beautiful, worth $139.50. One dollar, first come, first served.
  • Mr. Lefkowitz again went to the store,
    • again was the first to ask for the stall,
  • but they once again told him that they would not sell it to him, and that he already knew the house rule.
  • Lefkowitz then proceeded to sue the store for the value of the furs they refused to sell him

Ruling:

The court lays out a rule for when advertisements constitute an offer, saying that where the offer is

  • clear,
  • definite, and
  • explicit, and
  • leaves nothing open for negotiation,

–> it constitutes an offer, acceptance of which will complete the contract.

That is if an ad specifies the

  • exact exchange,
  • the terms that will take place and
  • exactly what the buyer must do in order to take advantage of it,

–> the ad is an offer and the buyer can enforce once he or she has accepted it.

<professor thought: >

Take notice something odd about this rule….

It seems to be intended to encourage definite contracting, presumably to protect consumers from unscrupulous businesses. But what would you do if you owned a store and you read this opinion?
!!!You would make sure that all advertisements in the future were indefinite enough that no one could enforce them against you in court!!!

Notice that Murphy’s rule has a perverse likely consequence. The reluctance of courts to enforce indefinite contracts seems to be intended to encourage both parties to take more care to resolve ambiguities in their drafting language. But Justice Murphy’s being unwilling to give legal effects to indefinite offers might have the opposite effect. What would you do if you owned a store the week after you read this opinion? What kind of an ad would you place the next week? Well, you might make sure that all the advertisements you issued from here on out were indefinite enough so that no one could enforce them against you in court.

When is Advertisement an Offer - Leonard v. Pepsico

Restatement (second) §26 - cmt. b

“Business enterprises commonly secure general publicity for the goods or services they supply or purchase. Advertisements… are NOT ordinarily intended or understood as offers to sell. The same is true of catalogues, price lists and circulars, even though the terms of suggested bargains may be stated in some detail. It is of course possible to make an offer by an advertisement directed to the general public…but there must ordinarily be some language of commitment or some invitation to take action without further communication.”

Situation:

  • In the 1990s, PepsiCo conducted a promotion. The company allowed consumers of its products, most notably the Pepsi and Diet Pepsi, to amass Pepsi points by purchasing those products. Those consumers could then use the Pepsi points to buy specified merchandise. They could then fill out and submit an order catalog listing available products and the respective points they were worth.
  • certain items appearing in the commercial were priced via subtitles with various Pepsi point values. A t-shirt at 75 points, sunglasses at 175 points, a leather jacket at 1,450 points, and of course, the commercial culminates with a Harrier jet landing at the teenager’s high school. The jet is shown with the subtle 7 million Pepsi points.
  • The PepsiCo order catalog did not include the Harrier jet.
  • Nevertheless, the plaintiff attempted to redeem the Harrier jet after submitting a check to the defendant for an amount sufficient to purchase 7 million Pepsi points.
  • The company’s promotion also permitted consumers to purchase points directly at $0.10 per point.
  • After PepsiCo rejected the plaintiff’s effort, the plaintiff sued.

Arguments:

  • The plaintiff argued that the advertisement, displaying as it did a Pepsi point number, seemingly as the price for the jet, constituted a valid offer that he accepted by submitted his check.
  • The defendant countered that the advertisement was clearly a joke and did not constitute an offer.

Ruling:

The Southern District of New York agreed with the defendant, granting summary judgment to PepsiCo.

Summary:

  • An advertisement is an offer onnly when the advertisement specifies a clear, definite, explicit form of acceptance.
  • Objective test for joking offers

Performance as Acceptance - Ever-Tite Roofing v. Green

Restatement (second) §36

  1. An offeree’s power of acceptance may be terminated by
    1. rejection or counter-offer by the offeree, or
    2. lapse of time, or
    3. revocation by the offeror, or
    4. death or incapacity of the offeror or offeree
  2. In addition, an offeree’s power of acceptance is terminated by the non-occurrence of any condition of acceptance under the terms of the offer.

Restatement (second) §45 Offer accepted by performance only: Option Contract Created by Part Performance or Tender

Where an offer invites an offeree to accept by rendering a performance and does not invite a promissory acceptance, an option contract is created when the offeree tenders or begins the invited performance or tenders a beginning of it.

Restatement (second) §45 cmt f: Preparations for performance

What is begun or tendered must be part of the actual performance invited in order to preclude revocation under this Section. Beginning preparations, though they may be essential to carrying out the contract or to accepting the offer, is not enough. Preparations to perform may, however, constitute justifiable reliance sufficient to make the offeror’s promise binding under § 87(2).

Restatement (second) §62 Offer could be accepted by promise OR by performance

Where an offer invites an offeree to choose between acceptance by promise and acceptance by performance, the tender or beginning of the invited performance or a tender of a beginning of it is an acceptance by performance. BH: contrast to option contract in §45 above

Situation:

  • The defendant wanted someone to re-roof his house.
  • He offered to hire plaintiff Appellant Ever-Tite.
  • The agreement was to become binding only upon acceptance, signature by an officer of plaintiff or plaintiff’s commencement of the work.
  • After receiving a satisfactory credit report, plaintiff loaded its trucks and drove to defendant’s house to begin the work. To his surprise, plaintiff found that another company has already started the work.
  • Defendant told plaintiff to go home and not to perform the contract.
  • Plaintiff sued.

Ruling:

The trial court found for the defendant and the instant court reversed.

Central issue:

  1. Did defendant’s offer terminate due to the passage of time?

    An offeree has the power to create a contract by acceptance until:

    • The time specified in the offer
    • if no time is specified, at the end of a reasonable time
  2. Did plaintiff’s action constitute sufficient performance to accept the agreement?

    “Formal acceptance of the contract was not made under the signature and approval of an agent of plaintiff. It was, however, the intention of plaintiff to accept the contract by commencing the work, which was one of the ways provided for in the instrument for acceptance.”

    professor Q: the court ruled that the contract starts when the truck is loaded, but the defendant argued that the contract starts on the site. What could be the implication if the contract starts when the truck is loaded? If 10 companies loaded their truck, now the defendant has 10 contracts without knowing he is in any of the contract?

Summary:

  • an offer expires at the time specified in the contract. If no time is specified, then by default, the offer expires after a reasonable amount of time has elapsed.
  • Offer can invite acceptance by the beginning of performance. Performance usualy has to be more than mere preparation.

Unilateral Contract - Carlill v. Carbolic

Restatement (second) §54

  1. Where an offer invites an offeree to accept by rendering a performance, no notification is necessary to make such an acceptance effective unless the offer requests such a notification. (A default rule)

  2. If an offeree who accepts by rendering a performance has reason to know that the offeror has no adequate means of learning of the performance with reasonable promptness and certainty, the contractual duty of the offeror is discharged unless

    • the offeree exercises reasonable diligence to notify the offeror of acceptance, or
    • the offeror learns of the performance within a reasonable time, or
    • the offer indicates that notification of acceptance is not required.

Unilateral Contract

a contract that is formed by an offer that

  • invites acceptance by performance AND
  • does not invite acceptance by a promise.

For example, an offer to pay a reward if someone can find a lost dog.

Situation:

  • The defendant, the Carbolic Smoke Ball Company, ran a newspaper ad offering £1000 to any person who contracts the increasing epidemic influenza after having used the Carbolic Smoke ball three times daily for two weeks
  • The ad elaborated that the company had deposited £1000 in a bank to show its sincerity.
  • The plaintiff, Carlill, bought a ball, used it as directed for about four weeks and then contracted the flu.

Central issue:

  1. Was there consideration in this case?

    Yes, consideration need not be a benefit to the promisor. A detriment to the promisee can also be consideration, and inconvenience sustained by one party at the request of the other is enough to create a consideration. Applying the carbolic smoke ball three times a day for two weeks is such an inconvenience.

  2. The central issue is this, did the Carbolic Smoke Ball Company’s ad constitute a contractual offer accepted by plaintiff’s performance? whether there was an offer and acceptance?

    • Was the advertisement a serious offer? Yes, the court found that the company was serious in the advertisement itself, in part, because the advertisement disclosed that £1000 is deposited with the Alliance Bank, showing sincerity in the matter.
    • Whether the plaintiff adequately accepted the offer ?
      • The Carbolic Smoke Ball Company argued that the plaintiff never accepted the offer because she failed to notify the company that she had accepted the offer
      • The court acknowledged that as an ordinary rule of law, an acceptance of an offer made ought to be notified to the person who makes the offer in order that the two minds may come together.
      • However, “if the person making the offer expressly or impliedly intimates in his offer that it will be sufficient to act on the proposal without communicating acceptance of it to himself, performance of the condition is a sufficient acceptance without notification.”
      • The opinion suggests that the duty of timely notification is merely a default rule. But here the Carbolic Smoke Ball Company, impliedly intimate that performance was a sufficient form of acceptance, thus waiving the notification requirement.

Summary:

Silence as Acceptance - Ammons v. Wison & Co.

Restatement (second) §69

  1. Where an offeree fails to reply to an offer, his silence and inaction operate as an acceptance in the following cases only:

    1. Where an offeree takes the benefit of offered services with reasonable opportunity to reject them and reason to know that they were offered with the expectation of compensation.
    2. Where the offeror has stated or given the offeree reason to understand that assent may be manifested by silence or inaction, and the offeree in remaining silent and inactive intends to accept the offer.
    3. Where because of previous dealings or otherwise, it is reasonable that the offeree should notify the offeror if he does not intend to accept.

UCC §1-201(b)(3)

  • Agreement is the “bargain of the parties in fact as found in their language or by implication from other circumstances including course of dealing or usage of trade or course of performance”

UCC §2-206

  • Offers can be accepted by:
    • (1)(b) “prompt promise to ship” or “prompt or current shipment of the conforming goods”
      1. “beginning of requested performance”

Situation:

  • R.L. Ammons, was a wholesale grocer in Belulah, Mississippi, over the course of six to eight months leading up to the events in this case, he had placed a number of orders with Tweedy, the agent of Wilson & Company, a meat packing business.
  • On each occasion, he filled out an order provided by Tweedy, who sent the order on to his bosses in Kansas City, who then shipped the requested good to Ammons within a week.
  • Tweedy told Ammons that Wilson was offering shortening at seven and a half cents per pound and Tweedy booked Ammons for 60,000 pounds of shortening.
  • This was a booking and is really a way to say that for Tweedy to solicit offers, rather than to make or receive an offer itself.
  • About two weeks later, Ammons submitted an order for 942 cases of shortening, that is about 43,916 pounds of that stuff. His order was an offer to purchase shortening in the given amount at the given price.
  • Ammons did not hear back from Wilson for 12 days, at which point they told him that they would not fill his order as the price of shortening had increased to nine cents per pound. Ammons then sued Wilson & Company for breach of contract, alleging damages from the company’s failure to ship the requested shortening.

Ruling:

Summary:

  • Generally, silence cannot indicate acceptance of a contract.
  • Exceptions include:
    • Actions that clearly indicate intention to accept the contract (implied-in-fact contract)
    • Situations where established patterns of interaction suggest that silence may indicate acceptance

Unilateral Credit Card Change - Beneficial National Bank, USA v. Obie Payton

Federal Arbitration Act

  • “[a] party aggrieved by the alleged failure, neglect, or refusal of another to arbitrate under a written agreement for arbitration may petition any United States district court which, save for such agreement, would have jurisdiction…for an order directing that such arbitration proceed in the manner provided for in such agreement.”

Uniform Consumer Credit Code §3-205

Whether or not a change is authorized by prior agreement, a creditor may change the terms of an open-end credit account applying to any balance incurred before or after the effective date of the change.”

Mailbox rule - Adams v. Lindsell

Restatement (second) §63: Time when acceptance takes effect

Unless the offer provides otherwise (merely a default rule),

  1. an acceptance made in a manner and by a medium invited by an offer is operative and completes the manifestation of mutual assent as soon as put out of the offeree’s possession, without regard to whether it ever reaches the offeror

(In other words, the moment you put the acceptance in the mail and can’t get it back, the contract takes effect.)

Restatement (second) §40: exception - overtaking communcation

  • If offeree has previously sent a counteroffer or rejection, acceptance takes place at time of receipt.

Situation:

  • Sep 2, Seller sends misdirected offer
  • Sep 5, Buyer receives offer; buyers send belated acceptance
  • sep 7, Seller should have heard from buyer
  • Sep 8, Seller sells to someone else
  • Sep 9, Seller receives acceptance

Central issue:

Was the plaintiff’s acceptance valid when mailed?

Ruling:

Yes, “[A]t the momment of the acceptance of the offer of the defendants by the plaintiff”

The court realized that when contract is formed at a distance, either the offeror or the acceptor will not be able to know precisely when the contract is formed. In this case, the defendant/offeror was responsible for the misdirected letter and hence for the predicament of contracting to sell the wool twice.

As long as the offeree selects a reasonable method of communicating assent, he should be able to rely on the formation of a contract.

Other Timing Issues:

  • Acceptance: when sent (§63)
  • Acceptance for Options Contracts: when received (§63)
  • Offer: when received
  • Rejection or Counteroffer: when received (§40)
  • Revocation: when received (§42)

Reasonable Method of Acceptance:

  • Aug 15 - Carol hands letter of resignation to Ed
  • Aug 20 - Ed gives letter to Mary (superintendent)
  • Aug 20 - Mary sends letter accepting resignation
  • Aug 21 - Carol hand delivers letter withdrawing resignation
  • Aug 24 - Mary’s letter reach Carol

Carol claims that the resignation had been withdrawn in time because the acceptance ​letter should have been handed to her.

Central issue:

  • What are the strongest arguments for the acceptance being valid?
  • What if Carol had made the resignation using a telegram. Before the letter arrived, Carol revoked the resignation by email.?
    • Carol’s initial manner of communication here, telegram may signal what a reasonable response from Mary would be. Mary arguably, should have known that Carol was expecting a prompt reply. Sending a letter on these facts was not reasonable. The reasonable response was to telegraph or email that the resignation was accepted.
  • What if Carol had left a voicemail or used a fax to resign?
    • The use of voicemail and telefax is common and suggests at least that Mary may use the same mode for the acceptance. The response doesn’t have to be faster, but if acceptance mode of communication is slower, it might mean that acceptance isn’t effective until received.

Summary:

  • the mailbox rule states that acceptance takes effect when it is placed out of the offeree’s possession.
  • Offers, counter-offers, revocations, and acceptance for options contracts take effect when they reach the recipent.
  • Method of acceptance has to be reasonable (e.g. responding to an email with snail mail -> NOT reasonable )

Mirror Image rule - Minneapolis & St. Louis Railway v. Columbus Rolling-Mill

Restatement §59:

“A reply to an offer which purports to accept it but is conditional on the offeror’s assent to terms additional to or different from those offered is not an acceptance but is a counter-offer”

Restatement §61:

“An acceptance which requests a change or addition to the terms of the offer is NOT thereby invalidated unless the acceptance is made to depend on an assent to the changed or added terms.”

Mirror Image Rule

  • Why? Unilateral changes introduced by the offeree might change the offeror’s costs or risks
  • An offeree cannot pick and choose from among the terms, agreeing here and disagreeing there, and then assert the existence of an operative acceptance
  • Accepting by restating the terms of the offer is dangerous because if you misstate any of the terms, you not only don’t accept, but your misstatement blows up the original offer and your option to accept. That’s why it’s safer to accept by simply saying, I accept or okay or done.
  • If a party wishes to negotiate a point, he does so at his own peril, because doing so will terminate the original offer.

Restatement §39(2): Double-Sided Default Rule

“An offeree’s power of acceptance is terminated by his making of a counter-offer, unless the offeror has manifested a countrary intention or unless the counter-offer manifests a contrary intention of the offeree”

-> In other words, an offeror can specify that an offer is not terminated by a counteroffer, and an offeree can make a counteroffer without rejecting the original offer.

Situation:

  • In Minneapolis and St. Louis Railway, the plaintiff, a railroad company, sent a letter dated December 5th to the defendant, a manufacturer, requesting price quotes for steel rails. The letter asked for the prices for 500-3,000 tons of steel rails and 2,000-5,000 tons of iron rails.
  • The defendant manufacturer replied on December 8th, writing that it did not make steel rails, but would sell 2,000-5,000 tons of iron rails for $54 per gross ton for cash.
  • On December 16th, the railway company responded by telegram and followed up with a second letter to accept the manufacturer’s offer for 1,200 tons of iron rails at the quoted price.
  • The manufacturer responded by telegram that it could not book the order at that price.
  • The railway then sent a telegram accepting the offer to sell 2,000 tons.
  • The manufacturer did not fill the order and denied the existence of any contract.

Central issue:

Was the Defendant bound to honor the plaintiff’s final acceptance of the offer to sell 2,000 tons of iron rails?

Ruling:

The Court held that a proposal to accept or an acceptance upon terms varying from those offered is a rejection of the offer and puts an end to the negotiation unless the party who made the original offer renews it or assents to the modification suggested. Since the plaintiff’s qualified acceptance varied the number of tons, it was in law a rejection of the offer. Having once rejected the offer, the party cannot afterwards revive it by tendering an acceptance of it.

–> In other words, the acceptance must be the mirror image of the offer.

The Battle of the Forms - Textile Unlimited, Inc. v. A. BMH and Company

UCC §2-207(1):

“A definite and seasonable expression of acceptance or a written confirmation which is sent within a reasonable time operates as an acceptance even though it states terms additional to or different from those offered or agreed upon, unless acceptance is expressly made conditional on assent to the additional or different terms.”

–> UCC rejects the common law’s mirror image rule. 2-207(1) tells us that non-matching acceptances operate as acceptances and can form contracts.

UCC §2-207(2):

The additional terms are to be construed as proposals for addition to the contract. Between merchants such terms become part of the contract unless:

  1. the offer expressly limits acceptance to the terms of the offer;
  2. they materially alter it; or
  3. notification of objection to them has already been given or is given within a reasonable time after notice of them is received.

BH: note - additional terms become part of contract BETWEEN MERCHANTS.

UCC §2-207(3): The Knock Out Doctrine

“Conduct by both parties which recognizes the existence of a contract is sufficient to establish a contract for sale although the writings of the parties do not otherwise establish a contract. In such case the terms of the particular contract consist of those terms on which the writings of parties agree, together with any supplementary terms incorporated under any other provisions of this Act.”

The “knock out doctrine”:

  1. Remove any terms on which the two forms do not agree
  2. replace with default terms from the UCC

Situation:

  • Each time, Textile sent a purchase order to A..BMH via a broker,
  • and then A..BMH would send an invoice and order acknowledgement that contained an arbitration clause stating that any dispute would have to be arbitrated in Atlanta.
  • On the 39th order, Textile received what it claimed was defective yarn, and so it refused to pay.
  • A..BMH set up an arbitration in Atlanta,
  • but Textile sued in federal court in California to prevent the arbitration from going forward

Central Issue:

whether the arbitration clause is enforceable even if Textile Unlimited never explicitly agreed to it.

Ruling:

In this case, BMH, the offeree’s form is quite explicit. Sellers willingness to sell yarn to you is conditioned on your acceptance of these terms of sale. So A..BMH’s form expressly triggers the unless clause. There is therefore no contract based on 2-207(1).

It’s interesting to note that in this context, Textile Unlimited’s receipt of the yarn wasn’t an acceptance of the new terms. As Judge Thomas notes, we don’t want a rule where whoever sends the last form wins.

Acceptance by Non-Return

UCC §2-204(1):

A contract for the sale of goods may be made in any manner sufficient to show agreement, including conduct by both parties which recognizes the existence of such a contract.

Situation:

  • Shipment of computer contained additional terms and conditions
  • Retaining the computer for more than a fixed number of days (30 for Hill; 5 for Klocek) constituted acceptance of those terms and conditions.
  • Terms and conditions included an arbitration clause.
  • The plaintiffs in both cases sued gateway after performance problems with the computers.
  • In both cases, the company claimed the plaintiffs were bound by the arbitration clause in the terms and conditions because the plaintiffs kept their computers for longer than the time periods set forth in those terms and conditions.

Judge Easterbrook and ProCD v. Zeidenberg:

  • Terms inside a shipment of software contractually bind consumers who use the software after they have the opportunity to read the terms and reject them by returning the product.
  • He denied that the contract was formed when Hill paid for the computer and gateway delivered it, which would mean that the terms were not part of the original agreement. BH: what!!!
  • “A vendor, as master of the offer, may invite acceptance by conduct, and may propose limitations on the kind of conduct that constitutes acceptance. A buyer may accept by performing the acts the vendor proposes to treat as acceptance”
  • Easterbrook concluded that Gateway invited acceptance by keeping the computer after receiving the terms and conditions. The arbitration clause was thus part of the contract and bound the plaintiffs.

Klocek and the Rejection of Hill:

  • The district court for Kansas explicitly rejected Hill when it decided Klocek versus Gateway. BH: GREAT!!
  • the fact Klocek paid Gateway for a computer and received that product from Gateway, clearly demonstrates a contract for the sale of a computer.
  • Under Kansas’s interpretation of the UCC 2-207, if either party is not a merchant, additional terms are proposals for addition to the contract that do NOT become part of the contract unless the original offeror expressly agrees.
  • The court concluded that the fact Klocek kept the computer for more than five days was not sufficient evidence he expressly agreed to the additional terms, and for that reason the plaintiff was not bound by those terms, including the arbitration clause.

No Clickwrap - Specht v. Netscape

Restatement §211(c): Know Thy Customer

Where the other party has reason to believe that the party manifesting such assent would not do so if he knew that the writing contained a particular term, the term is not part of the agreement.

Key terms:

  • Clickwrap:

    user indicates agreements to terms by clicking on a radio button, checking a box, or the like, usually as a condition of using a device or piece of software

  • Browsewrap:

    terms of use, often found via a link on a website’s main page that purport to bind a user solely by virtue of his or her continued use of the site. These terms come from the use of shrinkwrap contracts, which were frequently litigated in the 1990s

  • Shrinkwrap:

    Shrinkwrap contracts were commonly used in boxed software purchases, which contain a notice that by tearing open the shrinkwrap, the user assents to the software terms enclosed within.

Situation:

  • the plaintiff/appellant downloaded defendant Netscape SmartDownload program.
  • Underneath the Download button, in a non-obvious position, was a link to the terms associated with the download and use of SmartDownload. An arbitration clause was included among these terms.
  • The SmartDownload program allowed Netscape to record any subsequent downloads obtained by SmartDownload users.
  • Plaintiffs claim that this feature violated federal privacy laws.
  • Netscape moved to compel arbitration in accord with the terms associated with SmartDownload, as well as Netscape Communicator, an associated program.
  • The plaintiffs argued that arbitration would not be appropriate because they didn’t agree to it. In other words, plaintiffs argued that the arbitration clause hidden underneath the download button was not enforceable.

Main Issue:

whether the plaintiffs are bound by the terms of a download program if they could have reasonably downloaded the program without becoming aware of the existence of the terms. –> whether these browsewrap agreements are enforceable.

Ruling:

an offeree must receive clear notice of a contract’s associated terms if a download is to constitute acceptance of those terms. A contract requires mutual assent. Because plaintiffs did not assent to the contractual terms and could not be expected to be aware of the terms existence, they are not bound by the arbitration clause.

Summary:

  • Clickwrap agreements - usually enforceable
  • Browsewrap agreements - not enforceable unless highly visible
  • However, consumers rarely read terms in clickwrap and browsewrap agreements. A better option might be to ensure that sellers disclose terms that are unexpected.

Irrovacable Offer - Drennan v. Star Paving

Restatement §87(2):

“An offer which the offeror should reasonably expect to induce action or forbearance of a substantial character by the offeree before acceptance and which does induce such action or forbearance is binding as an option contract to the extent necessary to avoid injustice.”

Subletting and Subcontracting Fair Practices Act (California)

This statute provides that a general contractor bidding on any public work or improvement must disclose in its bid, the name of any subcontractor whose bid is incorporated into and exceeds one-half of 1% of the price of the general contractor’s bid. The statute further provides that a general contractor whose bid on a public project is accepted shall not replace a subcontractor listed in his bid with another subcontractor, except under certain conditions and with the awarding authority’s consent.

–> consequence: Since a general contractor cannot bargain with subcontractors after winning the bid, it must make an all or nothing choice beforehand, induce all competition beforehand or solicit no bids.

Situation:

  • Drennan, a general contractor, prepared a bid for a construction contract.
  • Before submitting his bid, Drennan had solicited bids from several subcontractors, and the defendant, Star Paving, submitted the lowest bid for the Paving subcontract.
  • Drennan used Star Paving’s bid to calculate his overall bid.
  • Drennan was awarded the contract.
  • After Drennan won the bid, but before he was able to notify Star Paving, Star Paving subsequently discovered that its $7,131.60 bid was an error and informed Drennan that it would not perform for less than $15,000.
  • Drennan engaged another paving subcontractor for $10,948.60 and sued Star Paving for $3,187, the difference between defendant’s bid and the cost of the paving.

Main Issue:

Did plaintiff’s reliance make defendant’s offer irrevocable?

Ruling:

  • The court relied on Section 90 of the Restatement - promissory estoppel.
  • Even though Justice Traynor used Section 90 to hold that Star Paving’s offer was irrevocable, the facts in Drennan don’t quite fit. Promissory estoppel applies when a promisee relies on an unconditional promise made by the promisor. But in Drennan, Star Paving only made an offer to enter into a bilateral contract, but never promised to keep that offer open. It can be argued that it was unreasonable for Drennan to rely on the conditional promise, especially when Drennan could have made it unconditional by accepting
  • Justice Traynor held that reasonable reliance resulting in a foreseeable prejudicial change in position affords a compelling basis also for implying a subsidiary promise not to revoke an offer for a bilateral contract. In other words, a subcontractor’s bid creates an implicit subsidiary promise not to revoke the offer if it becomes part of a winning bid.

Summary:

  • Ordinarily, an offer is revocable at any time prior to acceptance
  • However, when an offer foreseeably induces reliance by the offeree prior to acceptance, the offeror may be prohibited from revoking.

Meeting of the Minds - Raffles v. Wichelhaus

Restatement (Second) § 20 (for asymmetrical case)

  1. The manifestations of the parties are operative in accordance with the meaning attached to them by one of the parties if (a) that party does not know of any different meaning attached by the other, and the other knows the meaning attached by the first party; or (b) that party has no reason to know of any different meaning attached by the other, and the other has reason to know the meaning attached by the first party.

Situation:

  • this case deals with a contract for the sale of cotton shipped from Bombay in India. The defendant, Wichelhaus, agreed to buy 125 bales of cotton from the plaintiff, Raffles, when it arrived in Liverpool on the ship named Peerless
  • Unfortunately, there were two different ships named Peerless plying the route between industrial Liverpool and the capital of Britain’s largest colony. Wichelhaus thought that they had agreed the cotton would arrive on the Peerless that sailed from Bombay in October, while Raffles thought they had agreed on the Peerless that sailed in December.
  • When the cotton actually arrived on the December Peerless, Wichelhaus refused to buy the cotton and so Raffles sued

Main Issue: whether there was a contract at all, given that the two parties had had different understandings of which ship would carry the cotton

Ruling:

The court said no.

The key concept is in this case is typically called meeting of the mines in american contract law. This case and British law generally call it consensus ad idem, which is Latin for agreement on the same thing. The idea is that in order for two parties to form a contract, they must be thinking the same thing when they make it.

Summary:

  • If the parties’ minds do not meet on the important terms of an agreement, there is no agreement and no contract.
  • If only one party knows the other party’s interpretation, they are both bound to the interpretation known to both of them. BH: the efficient risk avoidance?

Pre-contractual Liability - Hoffman v. Red Owl Stores

Situation:

  • Joseph Hoffman, who together with his wife operated a bakery in Wautoma, Wisconsin, wanted to expand his business by opening a grocery store. He contacted Red Owl, a grocery store chain operating throughout the Midwest. Red Owl stores were often extended franchises. Hoffman began negotiating with Red Owl manager, Lukowitz, to establish a Red Owl franchise in Hoffman’s town.

  • From here began a series of moves Hoffman made on the belief he’d soon be a Red Owl franchisee.

  • In order to gain experience in the grocery business, he purchased a small grocery store in Wautoma, a move that Lukowitz approved.

  • But several months into its successful operation, Lukowitz advised him to sell it. Though Hoffman did not want to sacrifice the profits the summer tourist season would bring, he was assured he’d be operating a larger Red Owl store by the fall.

  • In the fall, the Red Owl manager suggested Hoffman exercise an option to buy a lot in a different town Chilton, where he would build his Red Owl franchise. Hoffman took the suggestion and in September of 1961, put down $1,000 for the lot.

  • After Hoffman put down the $1,000 on the Chilton lot, Lukowitz had indicated that everything is ready to go, we are set.

  • But soon thereafter, Lukowitz told Hoffman the only remaining hitch in the plan was Hoffman’s bakery. He and his wife would have to sell it. They did so in November in 1961 Hoffman sold the bakery. He and his family moved to a different town, and he began working the night shift in another’s bakery.

  • At the end of November, Red Owl informed Hoffman he’d need to invest $24,000 rather than the $18,000 he’d originally anticipated. This number was soon raised to $26,000 in order for Hoffman to meet the new amounts.

  • Hoffman’s father in law agreed to contribute $13,000 provided he’d be a partner in the business. Though Red Owl originally told Hoffman that this sounded fine, Hoffman was informed in late January or early February of 1962 that his father in law would have to agree that the $13,000 contribution was a gift.

  • Red Owl then increased the amount needed from Hoffman and his father in law to $34,000 at that point.

  • Hoffman broke off negotiations. Hoffman sued Red Owl for expenses and lost income and a jury awarded him damages for the sale of the grocery store, sale of his bakery, and the option on the lot, as well as incidental expenses

Central Issue:

The court had to determine whether promissory estoppel could apply when the promise in question did not embrace all essential details of a proposed transaction between promisor and promisee so as to be the equivalent of an offer that would result in a binding contract

Ruling:

  • The Wisconsin Supreme Court, first determined that it was adopting Section 90 of the restatement - promissory estoppel.
  • But what exactly is the promise in this case? Red Owl told Hoffman things like “we are set”, and “everything is ready to go”. These representations certainly wouldn’t be definite enough to form a binding contract. This, indeed was the thrust of Red Owl’s defense. It argued that agreement was never reached on essential factors necessary to establish a contract with Hoffman
  • The court: The requirements of Section 90 did NOT indicate anything at all about how detailed a given proposal was or how close it was to a binding contract.